Margaret M. Beaufrere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Mary Beaufrere, who also goes by Brodie Beaufrere, Meg Beaufrere, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1982. Margaret had worked at 14 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2007 - June 7, 2012
CAPITAL ONE FINANCIAL ADVISORS LLC
September 17, 2003 - September 21, 2007
AMIVEST CAPITAL MANAGEMENT
July 20, 2001 - June 7, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
May 24, 2000 - November 7, 2000
AMERICAN INVESTMENT SERVICES, INC.
November 25, 1997 - July 16, 1998
KIRLIN SECURITIES INC.
October 8, 1993 - May 14, 1997
ESSEX NATIONAL SECURITIES, LLC
July 8, 1993 - May 13, 1997
LASALLE FINANCIAL SERVICES, INC.
April 23, 1993 - July 8, 1993
EAB SECURITIES, INC.
September 8, 1992 - May 10, 1993
FLEET ENTERPRISES, INC.
January 11, 1991 - August 25, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 11, 1991 - August 25, 1992
SIGNATOR INVESTORS, INC.
April 4, 1989 - March 19, 1990
BENJAMIN SECURITIES, INC.
June 11, 1984 - March 29, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 1982 - March 26, 1984
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 6/30/1982
Interest Rate Options ExaminationCurrent Firm
CAPITAL ONE FINANCIAL ADVISORS LLC
CRD#: 127236 / SEC#:
Contact information
Red Flags
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