Keven J. Johnson

EMPOWER ADVISORY GROUP

Hampstead, NC

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CRD#: 1044633

Professional summary

Keven Joe Johnson, who also goes by Keven J Johnson, Keven Joe Johnson, Keven Johnson, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Hampstead, North Carolina and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Keven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Keven has worked at 19 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keven J Johnson | Keven Joe Johnson | Keven Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keven Joe Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2024 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Hampstead, NC

Current

November 8, 2024 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

April 27, 2023 - October 31, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLOTTE, NC

Past

March 23, 2023 - October 31, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHARLOTTE, NC

Past

June 9, 2021 - August 8, 2022

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Tempe, AZ

Past

June 8, 2020 - June 16, 2021

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

Phoenix, AZ

Past

March 27, 2020 - July 30, 2020

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

Phoenix, AZ

Past

March 26, 2020 - June 8, 2020

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

December 2, 2019 - February 24, 2020

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

SCOTTSDALE, AZ

Past

August 3, 2017 - February 24, 2020

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

June 28, 2016 - February 20, 2017

ADVANTAGE SECURITIES LLC

CRD#: 39362

CHICAGO, IL

Past

November 23, 2011 - July 10, 2014

JEFFERIES LLC

CRD#: 2347

CHICAGO, IL

Past

November 8, 2011 - November 23, 2011

JEFFERIES BACHE SECURITIES, LLC

CRD#: 127733

CHICAGO, IL

Past

January 24, 2011 - May 24, 2011

X-CHANGE FINANCIAL ACCESS, LLC

CRD#: 126201

CHICAGO, IL

Past

February 19, 2009 - August 20, 2010

CANTOR FITZGERALD & CO.

CRD#: 134

CHICAGO, IL

Past

June 19, 2006 - February 10, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 18, 2003 - December 12, 2005

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

April 3, 2002 - June 6, 2003

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

February 4, 1999 - April 5, 2002

AUBREY G. LANSTON & CO., INC.

CRD#: 19695

NEW YORK, NY

Past

October 22, 1993 - March 25, 1994

JPMSI

CRD#: 15733

NEW YORK, NY

Past

April 8, 1987 - January 23, 1992

DISCOUNT CORPORATION OF NEW YORK FUTURES

CRD#: 13439

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/8/2024)

Alaska
(11/8/2024)

Arizona
(11/8/2024)

Arkansas
(11/8/2024)

California
(11/8/2024)

Connecticut
(11/8/2024)

Delaware
(11/8/2024)

Georgia
(11/8/2024)

Hawaii
(11/8/2024)

Idaho
(11/8/2024)

Illinois
(11/8/2024)

Indiana
(11/8/2024)

Iowa
(11/8/2024)

Kansas
(11/8/2024)

Kentucky
(11/8/2024)

Maine
(11/8/2024)

Massachusetts
(11/8/2024)

Michigan
(11/8/2024)

Minnesota
(11/8/2024)

Mississippi
(11/8/2024)

Missouri
(11/8/2024)

Montana
(11/8/2024)

Nebraska
(11/8/2024)

Nevada
(11/8/2024)

New Hampshire
(11/8/2024)

New Jersey
(11/8/2024)

New Mexico
(11/8/2024)

New York
(11/8/2024)

North Carolina
(11/8/2024)

IAR

North Carolina
(11/8/2024)

North Dakota
(11/8/2024)

Oklahoma
(11/8/2024)

Oregon
(11/8/2024)

Pennsylvania
(11/8/2024)

Rhode Island
(11/8/2024)

South Carolina
(11/8/2024)

South Dakota
(11/8/2024)

Tennessee
(11/8/2024)

Texas
(11/10/2024)

Utah
(11/8/2024)

Vermont
(11/8/2024)

Virginia
(11/8/2024)

Washington
(11/8/2024)

West Virginia
(11/8/2024)

Wisconsin
(11/8/2024)

Wyoming
(11/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/24/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/24/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/12/1984

National Commodity Futures Examination

Principal/Supervisory Exam

Series 4

Date: 4/21/2022

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keven J. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keven Joe Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ROBINHOOD FINANCIAL, LLC

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

USAA FINANCIAL ADVISORS, INC.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

ADVANTAGE SECURITIES LLC

JEFFERIES LLC

JEFFERIES BACHE SECURITIES, LLC

X-CHANGE FINANCIAL ACCESS, LLC

CANTOR FITZGERALD & CO.

CITIGROUP GLOBAL MARKETS INC.

HSBC SECURITIES (USA) INC.

MF GLOBAL INC.

AUBREY G. LANSTON & CO., INC.

JPMSI

DISCOUNT CORPORATION OF NEW YORK FUTURES

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2023

Series 63

Date: 10/24/2012

Series 7TO

Date: 7/24/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1987

Series 3

Date: 10/12/1984

Series 4

Date: 4/21/2022

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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