Malissia A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malissia Anne Johnson, CFP®, who also goes by Malissia Fielder, Malissia Fielder Johnson, Malissia Fielder Lasher, was a registered financial professional .
Malissia is a previously registered financial professional and started their career in finance in 1982. Malissia had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
October 30, 2022 - February 16, 2024
HILL INVESTMENT GROUP
February 7, 2012 - October 4, 2022
COMMONWEALTH FINANCIAL NETWORK
February 7, 2012 - March 15, 2019
COMMONWEALTH FINANCIAL NETWORK
March 2, 2004 - December 31, 2011
EMERALD SPECTRUM ADVISORY, INC.
July 16, 1998 - February 16, 2012
LPL FINANCIAL LLC
June 15, 1998 - February 16, 2012
LPL FINANCIAL LLC
August 22, 1991 - June 23, 1998
FIRSTTRUST MONEY SERVICES, INC.
November 26, 1990 - August 6, 1991
AMERICAN GENERAL SECURITIES INCORPORATED
November 20, 1987 - August 6, 1991
AMERICAN GENERAL SECURITIES INCORPORATED
October 10, 1984 - August 25, 1987
FLORIDA SUN SECURITIES, INC.
June 9, 1982 - September 20, 1984
FIRST PARK EQUITIES, INC.
Primary Firm SEC Registration
HILL INVESTMENT GROUP
CRD#: 312052 / SEC#: 801-120176
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HILL INVESTMENT GROUP
CRD#: 312052 / SEC#: 801-120176
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,499 |
| AUM (Assets Under Management) | $ 1,042,455,740 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
