Larry E. Hinman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Edward Hinman was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1981. Larry had worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 27, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2008 - October 26, 2012
QUEST CAPITAL STRATEGIES, INC.
May 20, 2003 - March 29, 2006
QUEST CAPITAL STRATEGIES, INC.
March 25, 1998 - July 11, 2001
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
March 8, 1996 - October 22, 1996
QUEST CAPITAL STRATEGIES, INC.
May 25, 1993 - March 8, 1994
MONTANO SECURITIES CORPORATION
October 2, 1990 - June 17, 1991
GROVE POINT INVESTMENTS, LLC
August 12, 1987 - November 2, 1988
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
January 16, 1985 - December 27, 1985
INVESTORS BROKERAGE SERVICES, INC.
December 3, 1983 - October 26, 1984
THE ADVISORS GROUP, INC.
December 22, 1981 - June 3, 1983
HICKEY, KOBER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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