Joseph T. Garland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Timothy Garland, who also goes by J. Timothy Garland, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1997. Joseph had worked at 5 firms and has passed the Series 99TO, SIE, Series 34, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2022 - August 29, 2022
AVATAR CAPITAL GROUP LLC
October 18, 2013 - June 30, 2022
AVATAR CAPITAL GROUP LLC
December 8, 2011 - December 8, 2011
TRADITION SECURITIES AND DERIVATIVES LLC
December 8, 2011 - October 18, 2013
AVATAR CAPITAL GROUP LLC
July 11, 2011 - November 16, 2011
PLANMEMBER SECURITIES CORPORATION
January 29, 2003 - June 15, 2005
TULLETT LIBERTY BROKERAGE INC.
August 31, 2000 - February 26, 2001
TULLETT LIBERTY BROKERAGE INC.
April 10, 1997 - February 3, 1999
M.W. MARSHALL SECURITIES, L.L.C
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
AVATAR CAPITAL GROUP LLC
CRD#: 150136 / SEC#: , 8-68218
Contact information
Documents
Red Flags
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