John M. Issa
Professional summary
John Michael Issa, who also goes by Mike Issa, is a registered financial professional currently at WAVELAND CAPITAL PARTNERS LLC located in Irvine, California.
John is registered as a RR (Registered Representative) and started their career in finance in 1981. John has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 79 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Issa's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2022 - Present
WAVELAND CAPITAL PARTNERS LLC
Office #1: 19800 Macarthur Blvd Suite 650, Irvine, CA 92612October 9, 2019 - February 7, 2022
B. RILEY SECURITIES, INC.
September 3, 2019 - January 30, 2020
WAVELAND RESOURCES, LLC
April 10, 2018 - November 4, 2019
CONFIGURE PARTNERS SECURITIES, LLC
October 6, 1981 - December 3, 1982
GULFCO SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2022)
Exams
FINRA
Current Firm
WAVELAND CAPITAL PARTNERS LLC
CRD#: 40054 / SEC#: , 8-48962
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Arbitration | 2 |
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