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CRD#: 40054
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WAVELAND CAPITAL PARTNERS LLC is located at 19800 Macarthur Blvd Suite 650, Irvine, CA 92612 and was first established at Los Angeles, Delaware in 03/28/2005. After operating for 21 years, WAVELAND CAPITAL PARTNERS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WAVELAND CAPITAL PARTNERS LLC’s clients are individuals and 0% of their clients are high net worth individuals. WAVELAND CAPITAL PARTNERS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WAVELAND CAPITAL PARTNERS LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 0 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WAVELAND CAPITAL PARTNERS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WAVELAND CAPITAL PARTNERS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WAVELAND CAPITAL PARTNERS LLC Comes From

Understanding the Statistics for WAVELAND CAPITAL PARTNERS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Arbitration
2

FIRM INFORMATION

Main Address
19800 Macarthur Blvd Suite 650, Irvine, CA 92612
Mailing Address
19800 Macarthur Blvd Suite 650, Irvine, CA 92612
Firm Size
Small
Phone Number
(949) 706-5000
Established
Delaware since 03/28/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WAVELAND CAPITAL GROUP LLCOWNER
DOOLEY, ADAM JAMESPRESIDENT2547292
IRVANI, SAMFINOP4298335
PRINCE, TRISHA ANNECHIEF COMPLIANCE OFFICER2941980

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Advisor's working at WAVELAND CAPITAL PARTNERS LLC

JN

John Alan Naslund

RR
CRD#: 1903094
CFP®: Certified Financial Planner
Location:
Irvine, CA 92612
Company:
WAVELAND CAPITAL PARTNERS LLC
Disclosures:
Experience:
37 years
View Profile
SI

Sam Irvani

RR
CRD#: 4298335
Location:
Irvine, CA 92612
Company:
WAVELAND CAPITAL PARTNERS LLC
Disclosures:
Experience:
25 years
View Profile
WR

William Alexander Rack JR

RR
CRD#: 4285662
Location:
Irvine, CA 92612
Company:
WAVELAND CAPITAL PARTNERS LLC
Disclosures:
Experience:
22 years
View Profile
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