Maico I. Winer
Professional summary
Maico Isaac Winer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Maico is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Maico had worked at 5 firms, which includes GKN SECURITIES CORP., PARAGON CAPITAL MARKETS INC., CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED, BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1991 - January 7, 2000
GKN SECURITIES CORP.
December 20, 1990 - November 4, 1991
PARAGON CAPITAL MARKETS, INC.
November 27, 1990 - December 18, 1990
CHATFIELD DEAN & CO., INC.
September 24, 1985 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
June 6, 1983 - September 26, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GKN SECURITIES CORP.
CRD#: 19415 / SEC#: , 8-37442
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Civil Event | 1 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
