Allen M. Zuppke
Professional summary
Allen M Zuppke, who also goes by Allen Michael Zuppke, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Allen is registered as a RR (Registered Representative) and started their career in finance in 1985. Allen has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allen M Zuppke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 7, 2012 - December 31, 2016
CAPITAL ANALYSTS
June 1, 2012 - December 31, 2016
LINCOLN INVESTMENT
June 1, 2012 - December 31, 2016
LINCOLN INVESTMENT
June 18, 2010 - June 1, 2012
CINCINNATI ANALYSTS, INC.
February 21, 2002 - June 1, 2012
CINCINNATI ANALYSTS, INC.
July 16, 1997 - December 20, 2001
HORNOR, TOWNSEND & KENT, LLC
January 5, 1996 - July 18, 1997
SIGMA FINANCIAL CORPORATION
April 8, 1992 - December 31, 1995
MUTUAL SERVICE CORPORATION
February 8, 1985 - February 14, 1992
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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