Ann L. Varalli Mcclelland
Professional summary
Ann Louise Varalli Mcclelland, who also goes by Ann L V Mcclelland, Ann Varalli Mcclelland, Ann Louise Mcclelland Varalli, Ann Louise Varalli, Ann L Varalli Mcclelland, is a registered financial professional currently at COMMONWEALTH AUSTRALIA SECURITIES LLC located in New York, New York.
Ann is registered as a RR (Registered Representative) and started their career in finance in 1982. Ann has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann Louise Varalli Mcclelland's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2017 - Present
COMMONWEALTH AUSTRALIA SECURITIES LLC
Office #1: 599 Lexington Ave 30th Fl, New York, NY 10022Office #2: 599 Lexington Avenue 30th Fl, New York, NY 10022September 29, 1999 - October 10, 2017
ANZ SECURITIES, INC.
July 16, 1997 - August 25, 1999
AUBREY G. LANSTON & CO., INC.
March 2, 1995 - July 8, 1997
NEW JAPAN SECURITIES INTERNATIONAL INC.
September 1, 1988 - February 23, 1995
S.G. WARBURG & CO. INC.
October 6, 1986 - September 1, 1988
S.G. WARBURG SECURITIES INC.
June 7, 1984 - September 24, 1986
S.G. WARBURG, ROWE & PITMAN, AKROYD SECURITIES INC.
March 28, 1983 - June 4, 1984
S.G. WARBURG & CO. INC.
April 29, 1982 - April 7, 1983
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2017)
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Exams
FINRA
Current Firm
COMMONWEALTH AUSTRALIA SECURITIES LLC
CRD#: 136321 / SEC#: , 8-66998
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONWEALTH BANK 0F AUSTRALIA | SOLE MEMBER | |
| FELDMAN, RICHARD MARK | PFO | 2273453 |
| LAWRENCE, LARRY O | CEO | 4237420 |
| POULTON, JAYSON ALAN | CFO & POO | 6738733 |
| VARALLI MCCLELLAND, ANN LOUISE | PRINCIPAL - FIXED INCOME | 1043191 |
| WALSH, PAUL ROBERT | CHIEF COMPLIANCE OFFICER | 3189041 |
| WINTERS, JENNIFER | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2604316 |
Disclosures
| Regulatory Event | 2 |
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