Marcy A. Mashioff

MUNICIPAL ASSET MANAGEMENT

Rye Brook, NY 10573

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CRD#: 1042512

Professional summary

Marcy Annette Mashioff, who also goes by Marcy Mashioff, is a registered financial advisor currently at MUNICIPAL ASSET MANAGEMENT INC located in Rye Brook, New York.

Marcy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Marcy has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcy Mashioff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcy Annette Mashioff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2021 - Present

MUNICIPAL ASSET MANAGEMENT INC

Office #1: 3 International Drive Suite 100, Rye Brook, NY 10573

RIA

CRD#: 108320

Rye Brook, NY

Past

June 5, 1990 - March 11, 1997

OBP MUNICIPALS CORP.

CRD#: 25584

Past

August 26, 1982 - February 10, 1988

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MUNICIPAL ASSET MANAGEMENT INC

CRD#: 108320 / SEC#: 801-46631

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Current Firm

MUNICIPAL ASSET MANAGEMENT INC

CRD#: 108320 / SEC#: 801-46631

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

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Contact information

Main Address

3 International Drive Suite 100, Rye Brook, NY 10573

Mailing Address

Phone number

(212) 935-8313

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MUNICIPAL ASSET MANAGEMENT (3/31/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 109,365,008

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcy A. Mashioff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcy Annette Mashioff's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUNICIPAL ASSET MANAGEMENT INC

OBP MUNICIPALS CORP.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

MUNICIPAL ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2021

Series 7

Date: 8/21/1982

Current Firm

MUNICIPAL ASSET MANAGEMENT INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MUNICIPAL ASSET MANAGEMENT INC

TRUST BUT VERIFY

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