Joseph A. Salamo

CETERA INVESTMENT ADVISERS LLC

NEW YORK, NY 10017

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CRD#: 1042404

Professional summary

Joseph Anthony Salamo, CFP®, who also goes by Joseph A Salamo, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New York, New York and CETERA WEALTH SERVICES, LLC located in New York, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Joseph has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph A Salamo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joseph A Salamo~'NIR'~555 FIFTH AVENUE~NEW YORK~NY~10017~Independent Insurance Agent~Owner/Sole Proprietor~1/2/1982~3hrs~1hrs~INSURANCE SALES|Joseph A. Salamo, CPA~'NIR'~555 FIFTH AVENUE~NEW YORK~NY~10017~Tax Preparation/Accounting~Owner/Sole Proprietor~1/2/1982~160hrs~120hrs~Position:Owner/CPA|JOSEPH SALAMO~'NIR'~555 FIFTH AVENUE- 9TH FLOOR~NEW YORK~NY~10017~Real Estate~Sales Associate/Executive~8/24/2017~1hrs~0hrs~SALE OF RESIDENTIAL REAL ESTATE|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Salamo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 555 Fifth Avenue 9th Floor Suite 900, New York, NY 10017

RIA

CRD#: 105644

NEW YORK, NY

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 555 Fifth Avenue 9th Floor Suite 900, New York, NY 10017

CRD#: 13572

NEW YORK, NY

Past

September 4, 2021 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

NEW YORK, NY

Past

January 26, 2006 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

NEW YORK, NY

Past

September 26, 2005 - January 25, 2006

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

January 10, 2003 - June 30, 2005

YANKEE FINANCIAL GROUP, INC.

CRD#: 17966

MELVILLE, NY

Past

September 16, 1986 - December 31, 2002

WISE PLANNING CORP.

CRD#: 899

HICKSVILLE, NY

Past

February 5, 1985 - August 20, 1986

WISE PLANNING CORP.

CRD#: 899

Past

May 12, 1982 - October 24, 1988

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/5/2025)

Colorado
(9/5/2025)

Connecticut
(9/5/2025)

Florida
(9/5/2025)

Georgia
(9/5/2025)

Idaho
(9/5/2025)

Minnesota
(9/5/2025)

New Jersey
(9/5/2025)

New Mexico
(9/5/2025)

New York
(9/5/2025)

IAR

New York
(9/5/2025)

North Carolina
(9/5/2025)

Pennsylvania
(9/5/2025)

Texas
(9/5/2025)

IAR

Texas
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/6/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/11/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/16/2005

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph A. Salamo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Salamo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AEGIS CAPITAL CORP.

YANKEE FINANCIAL GROUP, INC.

WISE PLANNING CORP.

WISE PLANNING CORP.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/6/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2003

Series 6

Date: 5/11/1982

Series 27

Date: 2/16/2005

Series 24

Date: 12/11/2003

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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