David M. Pass
Professional summary
David Marc Pass is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Jersey City, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1982. David has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 8, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Marc Pass's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2019 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 10 Exchange Place 18th Floor, Jersey City, NJ 07302July 15, 1997 - April 22, 2019
W. H. REAVES & CO., INC.
July 2, 1994 - June 17, 1997
HORNBLOWER FISCHER & CO.
September 12, 1991 - November 5, 1993
EMANUEL AND COMPANY
August 14, 1990 - January 17, 1991
ALTMAN, BRENNER & WASSERMAN, INC.
March 13, 1986 - November 20, 1989
ALTMAN, BRENNER & WASSERMAN, INC.
May 11, 1982 - August 24, 1982
DRYSDALE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 8
Date: 10/6/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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