Polly M. Stoecklein

PINKERTON WEALTH PARTNERS

Powdersville, SC

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CRD#: 1041896

Professional summary

Polly Marie Stoecklein, CFP®, who also goes by Polly Marie Ison, Polly Marie Ison Stoecklein, is a registered financial advisor currently at PINKERTON WEALTH PARTNERS located in Powdersville, South Carolina.

Polly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Polly has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Polly Marie Ison | Polly Marie Ison Stoecklein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Greater Manhattan Community Foundations Trustee Since 2010 Not Investment realted 2) Stoecklein Financial Services - Investment Related. Address: 218 S 4th St Manhattan Ks, 66502. Title: CFP Owner. Duties: joined Vanderbilt securities 8/22/2022. Stoecklein Financial Services DBA has existed since approximately 1981. Time spent during regular hours: 95%. 3) Stoecklein Financial Services. Not investment related. Start date: 08/15/2022. Address: Powdersville SC. Title: Owner. Duties: general non-variable insurance, independent agent = sale of life, DI and LTC. Time spent during regular hours: 5%. 4) 08/15/2022 - NOT INVESTMENT RELATED. Stoecklein Financial services. Powdersville, SC. Owner. receive rental income 300/mo. from office sharing agreement. 100% time spent during regular hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Polly Marie Stoecklein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

May 1, 2025 - Present

PINKERTON WEALTH PARTNERS

RIA

CRD#: 120973

Powdersville, SC

Past

April 1, 2025 - April 30, 2025

CONSOLIDATED PORTFOLIO REVIEW CORP

RIA

CRD#: 112694

Manhattan, KS

Past

April 1, 2025 - April 30, 2025

VANDERBILT SECURITIES, LLC

CRD#: 5953

WOODBURY, NY

Past

August 15, 2022 - April 1, 2025

CONSOLIDATED PORTFOLIO REVIEW CORP

RIA

CRD#: 112694

Manhattan, KS

Past

August 15, 2022 - April 1, 2025

CRD#: 6413

MANHATTAN, KS

Past

September 16, 1997 - November 26, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

DALLAS, TX

Past

October 1, 1996 - August 18, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 28, 1992 - October 1, 1996

UNUM SALES CORPORATION

CRD#: 5406

PORTLAND, ME

Past

August 9, 1982 - November 26, 2012

NEW ENGLAND SECURITIES

CRD#: 615

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/15/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/6/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

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Contact information

Main Address

2000 John Loop, Coeur D'alene, ID 83814

Mailing Address

Phone number

(800) 634-2008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B COMBINED DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	677
AUM (Assets Under Management)	$ 1,253,817,854

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Polly M. Stoecklein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Polly Marie Stoecklein's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSOLIDATED PORTFOLIO REVIEW CORP

VANDERBILT SECURITIES, LLC

CONSOLIDATED PORTFOLIO REVIEW CORP

VANDERBILT SECURITIES, LLC

INDEPENDENT ADVISOR ALLIANCE, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

NEW ENGLAND SECURITIES

OSAIC FA, INC.

UNUM SALES CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

PINKERTON WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/1981

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2001

Series 6

Date: 8/6/1982

Current Firm

PINKERTON WEALTH PARTNERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINKERTON WEALTH PARTNERS

TRUST BUT VERIFY

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