WR
William V. Romeo
R & R FINANCIAL PLANNERS
East Meadow, NY 11554
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CRD#: 1041846
WR
Professional summary
William Vito Romeo, CFP®, who also goes by Doughboy Romeo, is a registered financial advisor currently at R & R FINANCIAL PLANNERS, INC. located in East Meadow, New York and RNR SECURITIES, L.L.C. located in East Meadow, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. William has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doughboy Romeo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) R&R Financial Planners, Inc.; 1802 Hempstead Turnpike, East Meadow, NY 11554; January 1982- Present; Principal; Registered Investment Advisory; Independent advisory services-financial planning, investment planning, retirement income & estate planning; Asset & fee based compensation; Investment related; 10 hrs/month, 10 hrs/month during trading hours 2) Independent Insurance Agent/ General Agent(Security Mutual Life Ins. Co. of NY ; 1802 Hempstead Turnpike, East Meadow, NY 11554; January 1982- Present; Independent/ General Agent; Sales & service of life, accident & health insurance; commission based sales; Non-Investment related; 10 hrs/month, 10 hrs/month during trading hours. 3). 1802 Hempstead Tpke. LLC. 1802 Hempstead Tpke East Meadow, NY 11554 member, 50% owner Not investment related purchase land or property ,started 10/08 8 hrs/qtr 0 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view William Vito Romeo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
November 5, 2007 - Present
R & R FINANCIAL PLANNERS, INC.
Office #1: 1802 Hempstead Turnpike, East Meadow, NY 11554RIA
CRD#: 113291
East Meadow, NY
Current
October 13, 1997 - Present
RNR SECURITIES, L.L.C.
Office #1: 1802 Hempstead Tpke, East Meadow, NY 11554-1032Office #2: 1802 Hempstead Tpke, East Meadow, NY 11554-1032Office #3: 245 N. Ocean Boulevard(a1a) Suite 302, Deerfield Beach, FL 33441BD
CRD#: 43689
East Meadow, NY
Past
February 28, 2014 - June 20, 2014
NORTH NASSAU ADVISORS, LLC
BD
CRD#: 143169
PRINCETON, NJ
Past
November 4, 2008 - December 31, 2009
EKN FINANCIAL SERVICES INC.
BD
CRD#: 113525
EAST MEADOW, NY
Past
April 18, 2006 - October 27, 2008
BASIC INVESTORS INC.
BD
CRD#: 1187
EAST MEADOW, NY
Past
January 23, 2003 - April 13, 2006
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
EAST MEADOW, NY
Past
March 13, 2002 - December 31, 2004
R & R FINANCIAL PLANNERS, INC.
RIA
CRD#: 113291
EAST MEADOW, NY
Past
September 4, 1998 - December 31, 2002
FIRST SECURITY INVESTMENTS, INC.
BD
CRD#: 24035
KINGSTON, PA
Past
February 1, 1991 - August 31, 1998
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Past
May 19, 1986 - June 19, 1992
GLOBAL CAPITAL SECURITIES, INC.
BD
CRD#: 13358
Past
May 11, 1982 - June 10, 1986
MONY SECURITIES CORPORATION
BD
CRD#: 4386
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R&
R & R FINANCIAL PLANNERS, INC.
R & R FINANCIAL PLANNERS, INC.
CRD#: 113291 / SEC#: 801-127801
RIA
Registered Investment Advisory firm - (5/16/2023 Approved)Colorado
Registered Investment Advisory firm - (3/31/2020 Terminated)Florida
Registered Investment Advisory firm - (6/6/2023 Terminated)New York
Registered Investment Advisory firm - (6/6/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/20/1998)
RR
California(10/29/1997)
RR
Colorado(7/31/2018)
RR
Connecticut(11/28/1997)
RR
Delaware(1/8/1998)
RR
District of Columbia(8/7/2014)
RR
Florida(11/12/1997)
IAR
Florida(11/5/2007)
RR
Georgia(11/17/1997)
RR
Hawaii(8/17/2000)
RR
Illinois(1/13/1998)
RR
Indiana(2/23/2023)
RR
Iowa(5/14/1999)
RR
Maine(8/27/2019)
RR
Maryland(11/4/1997)
RR
Massachusetts(11/19/1997)
RR
Minnesota(4/8/2022)
RR
Missouri(3/13/1998)
RR
Nevada(1/30/1998)
RR
New Hampshire(10/10/2001)
RR
New Jersey(2/10/1998)
RR
New Mexico(5/27/1999)
RR
New York(10/3/1997)
IAR
New York(5/14/2021)
RR
North Carolina(1/9/1998)
RR
Ohio(1/6/1998)
RR
Oregon(4/22/2019)
RR
Pennsylvania(1/27/1998)
RR
Puerto Rico(2/22/2018)
RR
Rhode Island(1/13/1998)
RR
South Carolina(1/12/1998)
RR
Tennessee(12/20/2006)
RR
Texas(2/12/1998)
RR
Vermont(2/5/1998)
RR
Virginia(1/16/1998)
RR
Washington(1/7/1998)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
R&
R & R FINANCIAL PLANNERS, INC.
R & R FINANCIAL PLANNERS, INC.
CRD#: 113291 / SEC#: 801-127801
RIA
Registered Investment Advisory firm - (5/16/2023 Approved)Colorado
Registered Investment Advisory firm - (3/31/2020 Terminated)Florida
Registered Investment Advisory firm - (6/6/2023 Terminated)New York
Registered Investment Advisory firm - (6/6/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1802 Hempstead Turnpike, East Meadow, NY 11554
Mailing Address
Phone number
(516) 222-8850
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 226 |
| AUM (Assets Under Management) | $ 46,220,816 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
