William V. Romeo
Professional summary
William Vito Romeo, CFP®, who also goes by Doughboy Romeo, is a registered financial advisor currently at R & R FINANCIAL PLANNERS, INC. located in East Meadow, New York and RNR SECURITIES, L.L.C. located in East Meadow, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. William has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Vito Romeo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
November 5, 2007 - Present
R & R FINANCIAL PLANNERS, INC.
Office #1: 1802 Hempstead Turnpike, East Meadow, NY 11554October 13, 1997 - Present
RNR SECURITIES, L.L.C.
Office #1: 1802 Hempstead Tpke, East Meadow, NY 11554-1032Office #2: 1802 Hempstead Tpke, East Meadow, NY 11554-1032Office #3: 245 N. Ocean Boulevard(a1a) Suite 302, Deerfield Beach, FL 33441February 28, 2014 - June 20, 2014
NORTH NASSAU ADVISORS, LLC
November 4, 2008 - December 31, 2009
EKN FINANCIAL SERVICES INC.
April 18, 2006 - October 27, 2008
BASIC INVESTORS INC.
January 23, 2003 - April 13, 2006
J.P. TURNER & COMPANY, L.L.C.
March 13, 2002 - December 31, 2004
R & R FINANCIAL PLANNERS, INC.
September 4, 1998 - December 31, 2002
FIRST SECURITY INVESTMENTS, INC.
February 1, 1991 - August 31, 1998
FIRST ASSET MANAGEMENT, INC.
May 19, 1986 - June 19, 1992
GLOBAL CAPITAL SECURITIES, INC.
May 11, 1982 - June 10, 1986
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
R & R FINANCIAL PLANNERS, INC.
CRD#: 113291 / SEC#: 801-127801
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/1998)
(10/29/1997)
(7/31/2018)
(11/28/1997)
(1/8/1998)
(8/7/2014)
(11/12/1997)
(11/5/2007)
(11/17/1997)
(8/17/2000)
(1/13/1998)
(2/23/2023)
(5/14/1999)
(8/27/2019)
(11/4/1997)
(11/19/1997)
(4/8/2022)
(3/13/1998)
(1/30/1998)
(10/10/2001)
(2/10/1998)
(5/27/1999)
(10/3/1997)
(5/14/2021)
(1/9/1998)
(1/6/1998)
(4/22/2019)
(1/27/1998)
(2/22/2018)
(1/13/1998)
(1/12/1998)
(12/20/2006)
(2/12/1998)
(2/5/1998)
(1/16/1998)
(1/7/1998)
Exams
FINRA
Current Firm
R & R FINANCIAL PLANNERS, INC.
CRD#: 113291 / SEC#: 801-127801
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 60,130,896 |
Red Flags
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