Scott A. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Alan Hanson was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1982. Scott had worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2004 - December 31, 2022
THE SMITH ISLAND INVESTMENT CO
May 25, 1989 - January 23, 1996
WACHOVIA SECURITIES, INC.
February 15, 1988 - May 30, 1989
LEHMAN BROTHERS INC.
April 30, 1982 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE SMITH ISLAND INVESTMENT CO
CRD#: 108515 / SEC#: 801-55648
Contact information
Regulatory assets under management
| Total Number of Accounts | 72 |
| AUM (Assets Under Management) | $ 100,015,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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