Michael F. Frey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Frey was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2010 - January 25, 2018
QUEST CAPITAL STRATEGIES, INC.
February 8, 2007 - February 21, 2008
S.G. MARTIN SECURITIES LLC
May 7, 2001 - January 3, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
August 10, 2000 - July 2, 2001
NORTHRIDGE CAPITAL CORPORATION
July 10, 1987 - May 15, 1998
A.J. MICHAELS & CO., LTD.
March 27, 1984 - August 5, 1987
PHILIPS, APPEL & WALDEN, INC.
June 28, 1982 - March 28, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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