Theodore H. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Hayne Jenkins, who also goes by Ted Jenkins, Theodore Jenkins, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1982. Theodore had worked at 9 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2012 - December 31, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 6, 2009 - October 12, 2010
NYLIFE SECURITIES LLC
December 12, 1996 - July 16, 1998
NATIONAL PLANNING CORPORATION
May 28, 1993 - December 31, 1994
ARAGON FINANCIAL SERVICES, INC.
March 19, 1990 - June 11, 1991
THE INVESTMENT CENTER, INC.
November 20, 1985 - April 9, 1988
GREEN HILL FINANCIAL SERVICE CORPORATION
August 23, 1983 - November 23, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 24, 1983 - July 11, 1983
WESTERN PACIFIC SECURITIES, INC.
June 16, 1982 - February 15, 1983
MUNICICORP OF CALIFORNIA
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
