Howard A. Pratt
Professional summary
Howard Alan Pratt, who also goes by Hap Pratt, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1998. Howard has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Alan Pratt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2018 - Present
ALT FUND DISTRIBUTORS LLC
Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017February 23, 2006 - September 20, 2018
AUGUSTAR DISTRIBUTORS, INC.
January 26, 2005 - July 29, 2005
EQUITABLE DISTRIBUTORS, LLC
July 10, 2001 - February 2, 2005
DIRECTED SERVICES LLC
March 3, 1999 - July 29, 1999
CONSECO EQUITY SALES, INC.
January 16, 1998 - February 1, 1999
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2025)
(2/28/2024)
(2/28/2024)
(2/28/2024)
(12/14/2018)
(2/28/2024)
Exams
FINRA
Current Firm
ALT FUND DISTRIBUTORS LLC
CRD#: 146547 / SEC#: , 8-67829
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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