John A. Raftery
Professional summary
John Andrew Raftery is a registered financial professional currently at MOUNTAINSIDE SECURITIES LLC located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 10 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Andrew Raftery's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2024 - Present
MOUNTAINSIDE SECURITIES LLC
Office #1: 450 Springfield Avenue Suite 201, Summit, NJ 07901May 3, 2001 - April 29, 2024
EMMET & CO, INC.
March 9, 1993 - May 1, 2001
SAMUEL A. RAMIREZ & COMPANY, INC.
January 2, 1992 - December 22, 1992
DOUGLAS JAMES SECURITIES, INC.
August 3, 1989 - March 8, 1993
ASCH-DWYER MUNICIPAL SECURITIES, L.P.
September 2, 1988 - July 13, 1989
CLAYTON BROWN & ASSOCIATES, INC.
January 20, 1988 - August 10, 1988
GRUNTAL & CO., L.L.C.
August 22, 1984 - December 16, 1987
LEHMAN BROTHERS INC.
July 18, 1983 - August 31, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
April 27, 1982 - July 19, 1983
HANAUER, STERN & COMPANY,INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2024)
(4/30/2024)
Exams
Series 52TO
Date: 4/30/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
MOUNTAINSIDE SECURITIES LLC
CRD#: 297949 / SEC#: , 8-70157
Contact information
FINRA licenses (29 States and Territories)
Red Flags
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