AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PB

Peter James Blatchford

CRD# 1040987·Registered 1982 - 2024
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter James Blatchford, who also goes by Peter James Bologna, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1982 - 2024. Peter had worked at 27 firms and has passed the Series 63, Series 79TO, SIE, Series 57, Series 7, Series 3, Series 5 and Series 4 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter James Bologna

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

44 years in the financial services industry

Current & Past Employments

DINOSAUR FINANCIAL GROUP, L.L.C·CRD# 104446
BD
New York, NY
October 12, 2022 - November 1, 2024
ACCESS SECURITIES, LLC·CRD# 22455
BD
Stamford, CT
August 16, 2019 - October 23, 2020
CAERUS TRADING, L.L.C.·CRD# 296768
BD
New York, NY
June 8, 2018 - July 30, 2019
DE PAOLA TRADING, INC.·CRD# 143625
BD
New York, NY
January 24, 2017 - September 4, 2018
LEK SECURITIES CORPORATION·CRD# 33135
BD
New City, NY
November 4, 2014 - January 5, 2015
NEW ALBION PARTNERS LLC·CRD# 119518
BD
New York, NY
May 7, 2014 - October 1, 2014
MILLER TABAK + CO., LLC·CRD# 47293
BD
New York, NY
July 7, 2000 - May 8, 2014
MILLER TABAK HIRSCH & CO.·CRD# 10384
BD
New York, NY
October 14, 1998 - July 7, 2000
SCHRODER & CO. INC.·CRD# 6112
BD
New York, NY
May 1, 1998 - September 17, 1998
KC MAY SECURITIES CORP.·CRD# 17833
BD
New York, NY
August 17, 1992 - November 16, 1992
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
May 29, 1992 - July 2, 1992
JONATHAN FOSTER & CO., L.P.·CRD# 20587
BD
New York, NY
February 6, 1991 - September 11, 1991
ANGLO-AMERICAN INVESTOR SERVICES CORP.·CRD# 14278
BD
Charlottesville, VA
December 17, 1990 - January 31, 1991
L. F. ROTHSCHILD & CO. INCORPORATED·CRD# 501
BD
September 1, 1987 - January 20, 1988
MORGAN STANLEY DW INC.·CRD# 7556
BD
March 9, 1987 - July 1, 1987
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 13, 1986 - March 19, 1987
LEHMAN BROTHERS INC.·CRD# 7506
BD
April 4, 1986 - October 27, 1986
KUHNS BROTHERS & LAIDLAW, INC.·CRD# 1481
BD
December 3, 1985 - April 7, 1986
BALDWIN CAPITAL PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP·CRD# 3382
BD
September 13, 1985 - December 3, 1985
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
August 14, 1985 - August 26, 1985
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
April 27, 1985 - July 29, 1985
RONEY & CO. L.L.C.·CRD# 900
BD
December 7, 1984 - February 25, 1985
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
May 22, 1984 - December 13, 1984
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
December 20, 1983 - June 14, 1984
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
January 4, 1983 - January 18, 1984
DAVIS, SKAGGS & CO., INC.·CRD# 208
BD
October 21, 1982 - February 14, 1983
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
May 24, 1982 - October 1, 1982

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

DF
DINOSAUR FINANCIAL GROUP, L.L.C

APB FINANCIAL GROUP | EAGLE BROKERS | DINOSAUR SECURITIES, L.L.C. | DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446 / SEC#: 8-52908
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

33 Whitehall St 1102, New York, NY 10004

Mailing Address

33 Whitehall St 1102, New York, NY 10004

Phone Number

(212) 448-9944

Established

Delaware since 05/11/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DINOSAUR GROUP HOLDINGS, LLCPARENT—
GIORGIO, ANTHONY JOSEPHCCO/AMLCO5489336
GROSSMAN, GLENN ANDREWPRESIDENT/CEO/MANAGING MEMBER1657276
SULEYMANOV, ZAKHARCFO/FINOP4927317

Disclosures

Regulatory Event

6

Arbitration

1

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2019About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Apr 2018About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Dec 1990About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jul 1983About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Jun 1983

Series 4 — Registered Options Principal Examination

Passed Jan 2017About the Series 4 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
PB
Follow Peter
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required