Laura C. Mickels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Cochran Mickels, who also goes by Laura Cochran, Laur Ingram, Laura Cochran Ingram, Laura Ingram, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1982. Laura had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2023 - March 4, 2024
COCHRANMICKELS RETIREMENT SPECIALISTS, LLC
April 20, 2016 - October 30, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 20, 2016 - October 30, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 2, 2012 - April 26, 2016
PRINCIPAL SECURITIES, INC.
February 27, 2012 - April 26, 2016
PRINCIPAL SECURITIES, INC.
January 2, 2009 - January 19, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 3, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 2, 2005 - January 19, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 15, 2005 - December 6, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 15, 2005 - December 6, 2005
OSAIC FA, INC.
July 20, 1987 - December 31, 2002
CHARLES SCHWAB & CO., INC.
June 13, 1985 - July 1, 1987
SUTRO & CO. INCORPORATED
September 26, 1984 - June 7, 1985
ASSOCIATED SECURITIES CORP.
April 22, 1982 - November 5, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/12/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COCHRANMICKELS RETIREMENT SPECIALISTS, LLC
CRD#: 327837 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 29,987,241 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
