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TC

Terrance C. Collins

MUTUAL FUNDS ASSOCIATES
Rochester, NY 14624
Some features on this profile are disabled
CRD#: 1040632
TC

Professional summary

Terrance Charles Collins, who also goes by Terrance Collins, is a registered financial professional currently at MUTUAL FUNDS ASSOCIATES INC. located in Rochester, New York.

Terrance is registered as a RR (Registered Representative) and started their career in finance in 1982. Terrance has worked at 1 firm and has passed the Series 65, SIE, Series 22 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Terrance Collins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terrance Charles Collins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 1982 - Present

MUTUAL FUNDS ASSOCIATES INC.

Office #1: 1701 Chili Ave, Rochester, NY 14624Office #2: 1701 Chili Ave, Rochester, NY 14624
BD
CRD#: 2856
Rochester, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/21/2007)
RR
New York
(1/1/1995)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/26/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 4/16/1984
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/20/1982
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MUTUAL FUNDS ASSOCIATES INC.
MUTUAL FUNDS ASSOCIATES INC.

CRD#: 2856 / SEC#: , 8-13026

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1701 Chili Ave, Rochester, NY 14624
Mailing Address
1701 Chili Ave, Rochester, NY 14624
Phone number
(585) 235-3600
Established
New York since 10/06/1966
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ZOLLO, RAYMOND JOHNMAJORITY SHAREHOLDER
ZOLLO, SCOTT JOHNPRESIDENT, CHIEF COMPLIANCE OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUTUAL FUNDS ASSOCIATES INC.

CRD#: 2856Rochester, NY 14624

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