William B. Gow
Professional summary
William Bruce Gow, who also goes by W Bruce Gow, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Atlanta, Georgia.
William is registered as a RR (Registered Representative) and started their career in finance in 1988. William has worked at 8 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Bruce Gow's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2015 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 3344 Peachtree Road Suite 800, Atlanta, GA 30326February 4, 2014 - May 15, 2015
BLAYLOCK VAN, LLC
August 15, 2012 - January 29, 2014
M. R. BEAL & COMPANY
December 9, 1997 - October 4, 2012
JACKSON SECURITIES LLC
July 7, 1995 - June 5, 1997
MORGAN KEEGAN & COMPANY, LLC
January 9, 1992 - July 13, 1995
BANC OF AMERICA SECURITIES LLC
August 16, 1989 - January 7, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
January 19, 1988 - April 27, 1989
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2015)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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