Jane P. Sandstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Petrus Sandstrom, who also goes by Jane VIctoria Petrus, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1983. Jane had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2012 - December 19, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 21, 2011 - July 18, 2012
INVESTMENT CENTERS OF AMERICA, INC.
February 11, 2011 - July 18, 2012
INVESTMENT CENTERS OF AMERICA, INC.
January 6, 2003 - January 5, 2010
TRIAD ADVISORS LLC
January 2, 2003 - January 5, 2010
TRIAD ADVISORS LLC
March 2, 1995 - January 8, 2003
OSAIC FA, INC.
March 2, 1995 - January 8, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 2, 1995 - January 8, 2003
OSAIC FA, INC.
September 16, 1993 - March 17, 1995
BARNETT INVESTMENTS, INC.
September 23, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
September 23, 1983 - September 16, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 23, 1983 - September 16, 1993
OSAIC FA, INC.
March 2, 1983 - October 30, 1989
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
