Gerald G. Holman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Garth Holman, CFP®, who also goes by Jerry Holman, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1982. Gerald had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
June 29, 2023 - December 5, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 8, 2009 - June 29, 2023
INTEGRATED WEALTH STRATEGIES
January 2, 2009 - July 15, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 24, 2008 - December 31, 2008
INTEGRATED WEALTH STRATEGIES
November 24, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 11, 2004 - December 5, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 6, 2002 - November 1, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 8, 1989 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 8, 1989 - November 1, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 29, 1988 - June 19, 1989
CETERA WEALTH SERVICES, LLC
October 31, 1986 - March 8, 1988
PLANNED INVESTMENTS INC.
September 9, 1986 - November 21, 1986
FUNDING CAPITAL INC.
March 12, 1986 - September 9, 1986
HALL SECURITIES CORPORATION
June 25, 1985 - September 16, 1985
HALL SECURITIES CORPORATION
May 7, 1982 - January 13, 1987
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/12/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
