Martha N. Maples
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Neal Maples, who also goes by Martha Maples, Martha Neal Parker, Martha Sue Parker, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1982. Martha had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2004 - November 17, 2017
KEEL POINT CAPITAL, LLC
September 10, 2003 - February 10, 2004
FISERV INVESTOR SERVICES, INC.
January 13, 1997 - August 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 1982 - August 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KEEL POINT CAPITAL, LLC
CRD#: 6769 / SEC#: , 8-22990
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
Red Flags
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