Darvin D. Klarin

EP SECURITIES

New York, NY 10016

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CRD#: 1039190

Professional summary

Darvin Darko Klarin is a registered financial professional currently at EP SECURITIES, LLC located in New York, New York.

Darvin is registered as a RR (Registered Representative) and started their career in finance in 1982. Darvin has worked at 9 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darvin Darko Klarin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2010 - Present

EP SECURITIES, LLC

Office #1: 275 Madison Ave. Suite 1901, New York, NY 10016Office #2: 275 Madison Ave Suite 1901, New York, NY 10016

CRD#: 150774

New York, NY

Past

June 3, 2009 - January 29, 2010

FOREST ROAD SECURITIES BD LLC

CRD#: 148232

LOS ANGELES, CA

Past

July 9, 2008 - November 1, 2008

INNOVATIVE ADVISORY GROUP

RIA

CRD#: 146618

BASKING RIDGE, NJ

Past

April 15, 2008 - July 8, 2008

U.S. FINANCIAL ADVISORS

RIA

CRD#: 108763

BASKING RIDGE, NJ

Past

April 15, 2008 - July 16, 2008

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

BASKING RIDGE, NJ

Past

September 15, 2004 - April 21, 2006

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

December 5, 2002 - June 22, 2004

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

July 19, 2001 - March 1, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 1, 1993 - July 23, 2001

BROADCORT CAPITAL CORP.

CRD#: 13456

NEW YORK, NY

Past

April 22, 1982 - December 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/29/2010)

New York
(3/17/2010)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EP SECURITIES, LLC

CRD#: 150774 / SEC#: , 8-68297

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

275 Madison Ave Suite 1901, New York, NY 10016

Mailing Address

275 Madison Ave Suite 1901, New York, NY 10016

Phone number

(212) 297-1724

Established

Delaware since 05/28/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
EXCEL PARTNERS HOLDINGS LLC	OWNER
DONOHUE, DOUGLAS STILES	CEO/ SECRETARY/ MEMBER	1969102
HELLER, JEFFREY PHILIP	FINOP/CFO	3139370
KLARIN, DARVIN DARKO	CCO	1039190
SOH, EDWARD YOUNG	PRESIDENT / CO-CCO	2557224

Red Flags

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Firm Stability Insights

Darvin D. Klarin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darvin Darko Klarin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOREST ROAD SECURITIES BD LLC

INNOVATIVE ADVISORY GROUP

U.S. FINANCIAL ADVISORS

U.S. WEALTH ADVISORS, LLC.

WYNSTON HILL CAPITAL, LLC

KNIGHT CAPITAL AMERICAS, L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BROADCORT CAPITAL CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2008

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/17/1982

Series 14

Date: 1/2/2023

Series 24

Date: 4/7/2009

FINRA

Current Firm

EP SECURITIES, LLC

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EP SECURITIES, LLC

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