Jack Armand Hinds | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jack Armand Hinds was a registered financial professional .

Jack is a previously registered financial professional and started their career in finance in 1982. Jack had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 2 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 1, 2020 - October 29, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Broomfield, CO

Past

June 1, 2020 - October 29, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Broomfield, CO

Past

January 28, 2009 - July 5, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

BROOMFIELD, CO

Past

March 30, 2007 - January 28, 2009

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BROOMFIELD, CO

Past

July 13, 2006 - January 26, 2021

LIGHTHOUSE FINANCIAL LLC

RIA

CRD#: 109251

BROOMFIELD, CO

Past

June 12, 2006 - January 28, 2009

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

BROOMFIELD, CO

Past

January 1, 1999 - December 13, 2004

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LAKEWOOD, CO

Past

January 1, 1999 - March 24, 2006

HINDS FINANCIAL GROUP

RIA

CRD#: 109260

LAKEWOOD, CO

Past

July 3, 1991 - September 25, 1996

NEW ENGLAND SECURITIES

BD

CRD#: 615

NEW YORK, NY

Past

November 19, 1989 - December 6, 1989

OSAIC WEALTH, INC.

BD

CRD#: 23131

SCOTTSDALE, AZ

Past

November 17, 1989 - December 13, 2004

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

EL SEGUNDO, CA

Past

June 19, 1983 - December 13, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD

CRD#: 13256

Past

May 24, 1982 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

Series 63

Date: 6/26/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/15/1982

General Securities Representative Examination

General Industry/Product Exam

RR

Series 2

Date: 1/26/1972

Non-Member General Securities Examination

Principal/Supervisory Exam

RR

Series 24

Date: 6/26/1984

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack A. Hinds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA WEALTH SERVICES, LLC

LIGHTHOUSE FINANCIAL LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

HINDS FINANCIAL GROUP

NEW ENGLAND SECURITIES

OSAIC WEALTH, INC.

CETERA WEALTH SERVICES, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/1985

SIE

Date: 10/1/2018

Series 7

Date: 5/15/1982

Series 2

Date: 1/26/1972

Series 24

Date: 6/26/1984

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

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