J H. Ledet
Professional summary
J Howard Ledet, who also goes by Howard Ledet, John Howard Ledet, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
J is registered as a RR (Registered Representative) and started their career in finance in 1982. J has worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view J Howard Ledet's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2014 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746June 1, 2009 - March 4, 2014
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 12, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
September 29, 2000 - June 2, 2003
RAYMOND JAMES & ASSOCIATES, INC.
October 19, 1994 - October 2, 2000
AMHERST SECURITIES GROUP, L.P.
July 29, 1989 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
October 3, 1988 - August 7, 1989
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
July 25, 1987 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
May 24, 1982 - October 24, 1994
WESTCAP SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2014)
(2/24/2014)
(2/24/2014)
(6/3/2024)
(8/9/2021)
(12/12/2016)
(2/24/2014)
(2/24/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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