Clarence W. Pate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clarence Wade Pate was a registered financial professional .
Clarence is a previously registered financial professional and started their career in finance in 1982. Clarence had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 1994 - December 20, 2023
SOUTHERN CAPITAL MANAGEMENT CORPORATION
February 24, 1992 - November 2, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 12, 1990 - February 20, 1992
MORGAN STANLEY DW INC.
October 28, 1982 - February 1, 1990
PRUDENTIAL EQUITY GROUP, LLC
April 30, 1982 - November 1, 1982
J. LEE PEELER & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTHERN CAPITAL MANAGEMENT CORPORATION
CRD#: 118508 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 125 |
| AUM (Assets Under Management) | $ 38,000,000 |
Red Flags
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