FC
Frank A. Conte
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
CAMP HILL, PA 17011
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CRD#: 1038082
FC
Professional summary
Frank Anthony Conte, ChFC®, CLU® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Camp Hill, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Camp Hill, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Frank has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 40 HR/WK 40/TRADING, SEE EMPLOYMENT HISTORY FOR START DATE 2) CONTE WEALTH ADVISORS LLC, 2009 MARKET ST CAMP HILL PA, 4/2012, AS FOUNDING PARTNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 3 HR/MONTH 3 HR/MONTH TRADING 3) CONTE WEALTH ADVISORS LLC, 2009 MARKET STREET CAMP HILL, PA 17011, 04/2012, FOUNDING PARTNER, INV REL, 20 HRS/WK 10 HR/MONTH TRADING 4) CONTE WEALTH ADVISORS FLORIDA, LLC, 8260 COLLEGE PARKWAY SUITE 203 FORT MYERS FL 33919, 10/2013, AS MANAGING PARTNER, INV REL, 5 HR/MONTH 5 HR/MONTH TRADING 5) CONTE REALTY LLC, 2009 MARKET STREET CAMP HILL PA 17011, 06/2012, OWNER, NIR, 5 HR/MONTH 5 HR/MONTH TRADING 6) THE INDEPENDENT GRID, 2009 MARKET ST CAMP HILL PA, 5/2016 AS OWNER OF RECRUITMENT & SUPERVISORY LLC, INV REL, 10 HR/WK 10/TRADING 7) HAMPDEN TOWNSHIP VOLUNTEER FIRE COMPANY, 1200 GOOD HOPE ROAD MECHANICSBURG PA 17050, 01/2022, VOLUNTEER, FIRE FIGHTER, NIR, 80 HR/MONTH 5 HR/MONTH TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Frank Anthony Conte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 7, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2009 Market St. Ste A, Camp Hill, PA 17011Office #2: 2740 Oak Ridge Ct. Unit 304, Fort Myers, FL 33901RIA
CRD#: 134139
CAMP HILL, PA
Current
August 7, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2009 Market St, Camp Hill, PA 17011Office #2: 2740 Oak Ridge Ct. Unit 304, Fort Myers, FL 33901BD
CRD#: 39543
Camp Hill, PA
Past
August 24, 2006 - December 31, 2009
THE CONTE-BROWNE GROUP, LLC
RIA
CRD#: 141252
CAMP HILL, PA
Past
January 25, 2006 - September 13, 2006
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
CAMP HILL, PA
Past
January 20, 2006 - August 7, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
CAMP HILL, PA
Past
August 26, 1982 - January 23, 2006
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
April 21, 1982 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2019)
RR
Colorado(1/3/2023)
RR
Delaware(9/26/2019)
RR
Florida(8/7/2009)
IAR
Florida(3/18/2013)
RR
Georgia(2/22/2012)
RR
Michigan(1/3/2023)
RR
New Jersey(8/7/2009)
RR
North Carolina(10/19/2016)
RR
Ohio(11/23/2022)
RR
Pennsylvania(8/7/2009)
IAR
Pennsylvania(8/7/2009)
RR
South Carolina(9/25/2012)
RR
Virginia(8/7/2009)
RR
Wisconsin(5/3/2023)
RR
Wyoming(8/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Camp Hill, PA 17011TRUST BUT VERIFY
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