Thomas H. Roulston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Henry Roulston III was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 10 firms and has passed the Series 66, Series 63, Series 86, Series 87, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2012 - April 29, 2016
THOMAS ROULSTON III INVESTMENT PARTNERS, INC.
August 13, 2007 - December 31, 2009
NORTHEAST SECURITIES, LLC
April 30, 2004 - January 20, 2006
FAGENSON & CO., INC.
April 27, 2004 - May 24, 2005
GILT-EDGED EQUITIES, LLC
January 1, 2000 - December 31, 2011
THOMAS ROULSTON III INVESTMENT PARTNERS, INC.
September 18, 1998 - May 3, 2005
WESTMINSTER FINANCIAL SECURITIES, INC.
November 6, 1997 - September 24, 1998
INTERACTIVE PLANNING CORP.
June 3, 1996 - November 29, 1996
ROULSTON RESEARCH CORP.
May 23, 1996 - November 4, 1997
FIFTH THIRD/MAXUS SECURITIES INC
February 8, 1984 - June 3, 1996
ROULSTON RESEARCH CORP.
March 30, 1982 - January 3, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 1/29/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THOMAS ROULSTON III INVESTMENT PARTNERS, INC.
CRD#: 118822 / SEC#:
Contact information
Red Flags
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