Robert E. Matzke

FINANCIAL SERVICES OF NORTHEAST WISCONSIN

HORTONVILLE, WI

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CRD#: 1037642

Professional summary

Robert Earl Matzke, CFP® is a registered financial advisor currently at FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC. located in Hortonville, Wisconsin.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 10 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earl Matzke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

January 11, 1989 - Present

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC.

RIA

CRD#: 105422

HORTONVILLE, WI

Past

August 7, 1992 - April 5, 1999

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

September 5, 1990 - December 31, 1991

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

April 19, 1989 - September 5, 1990

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

September 2, 1987 - April 24, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

May 29, 1987 - October 6, 1987

NEW ENGLAND SECURITIES

CRD#: 615

Past

April 21, 1987 - October 14, 1987

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Past

November 19, 1986 - September 23, 1987

WFG SECURITIES CORPORATION

CRD#: 13169

Past

September 22, 1986 - May 5, 1987

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

April 26, 1985 - November 6, 1986

CARL M. HENNIG, INC.

CRD#: 140

Past

September 12, 1983 - April 29, 1985

SII INVESTMENTS, INC.

CRD#: 2225

Past

April 26, 1982 - October 17, 1983

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/11/1989)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/9/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/9/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/23/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC.

FINANCIAL SERVICES | SERVICES OF NORTHEAST WISCONSIN INC | FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC. | FINANCIAL SERVICES OF NORTHEAST WISCONSIN INC

CRD#: 105422 / SEC#: 801-26640

RIA

Registered Investment Advisory firm - (10/2/2001 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/20/2001 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Hortonville, WI

Mailing Address

P.o. Box 98, Hortonville, WI 54944-0098

Phone number

(920) 779-9339

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 96,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert E. Matzke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earl Matzke's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR INVESTMENTS, INC.

SII INVESTMENTS, INC.

NEW ENGLAND SECURITIES

INTEGRATED RESOURCES EQUITY CORPORATION

NEW ENGLAND SECURITIES

HORNOR, TOWNSEND & KENT, LLC

WFG SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

CARL M. HENNIG, INC.

SII INVESTMENTS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/1983

Series 7

Date: 3/16/1985

Series 22

Date: 9/9/1983

Series 6

Date: 4/23/1982

Current Firm

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC.

TRUST BUT VERIFY

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