Patricia C. Patterson

PREMIER FINANCIAL PLANNING

SAN DIEGO, CA 92127

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CRD#: 1037506

Professional summary

Patricia Conde Patterson, CFP®, who also goes by Patricia Ann Conde, Patricia C Peltin, Patricia Conde Peltin, is a registered financial advisor currently at PREMIER FINANCIAL PLANNING, INC. located in San Diego, California.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Patricia has worked at 9 firms and has passed the Series 63, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Ann Conde | Patricia C Peltin | Patricia Conde Peltin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Conde Patterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

January 2, 2008 - Present

PREMIER FINANCIAL PLANNING, INC.

Office #1: 16935 West Bernardo Drive, Suite 103, San Diego, CA 92127

RIA

CRD#: 145897

SAN DIEGO, CA

Past

March 5, 2004 - February 29, 2008

PREMIER FINANCIAL PLANNING, LLP

RIA

CRD#: 130496

ESCONDIDIO, CA

Past

March 3, 1998 - November 30, 2004

PREMIER FINANCIAL PLANNING

RIA

CRD#: 111928

ESCONDIDO, CA

Past

October 21, 1993 - March 2, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

September 10, 1992 - November 2, 1993

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

SAN MARCOS, CA

Past

January 11, 1989 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

January 11, 1989 - January 3, 1991

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

October 7, 1987 - November 21, 1988

SENTRA SECURITIES CORPORATION

CRD#: 10249

Past

June 4, 1983 - April 1, 1986

CINCINNATI ANALYSTS, INC.

CRD#: 5478

Past

April 6, 1982 - May 3, 1983

SENTRA SECURITIES CORPORATION

CRD#: 10249

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2008)

IAR

Texas
(9/24/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/5/1982

Direct Participation Programs Representative Examination

Current Firm

PREMIER FINANCIAL PLANNING, INC.

CRD#: 145897 / SEC#: 801-68634

RIA

Registered Investment Advisory firm - (3/15/2012 Terminated)

California

Registered Investment Advisory firm - (2/29/2012 Approved)

Texas

Registered Investment Advisory firm - (1/12/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Valley Center, CA

Mailing Address

Phone number

(760) 751-2397

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	142
AUM (Assets Under Management)	$ 49,901,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia C. Patterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Conde Patterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PREMIER FINANCIAL PLANNING, LLP

PREMIER FINANCIAL PLANNING

LPL FINANCIAL LLC

PIM FINANCIAL SERVICES, INC.

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

CINCINNATI ANALYSTS, INC.

SENTRA SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/1992

Series 7

Date: 7/21/1984

Series 22

Date: 4/5/1982

Current Firm

PREMIER FINANCIAL PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PREMIER FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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