Jonathan R. Foster

ANGELES WEALTH MANAGEMENT

SANTA MONICA, CA 90401

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CRD#: 1037245

Professional summary

Jonathan Rice Foster, who also goes by Jon Rice Foster, is a registered financial advisor currently at ANGELES WEALTH MANAGEMENT, LLC located in Santa Monica, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Jonathan has worked at 12 firms and has passed the Series 63, Series 65, Series 7, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Rice Foster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Rice Foster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 29, 2012 - Present

ANGELES WEALTH MANAGEMENT, LLC

Office #1: 429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401

RIA

CRD#: 159952

SANTA MONICA, CA

Past

August 26, 2010 - February 4, 2011

LPL FINANCIAL LLC

CRD#: 6413

OMAHA, NE

Past

August 2, 2010 - February 4, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

OMAHA, NE

Past

January 3, 2005 - October 26, 2007

E*TRADE SECURITIES LLC

CRD#: 29106

LOS ANGELES, CA

Past

September 17, 2002 - November 10, 2009

HOWARD CAPITAL MANAGEMENT

RIA

CRD#: 106951

LOS ANGELES, CA

Past

October 4, 2001 - December 31, 2003

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

October 20, 2000 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

June 23, 1997 - August 21, 2000

W.J. NOLAN & COMPANY, INC.

CRD#: 16465

NEW YORK, NY

Past

November 17, 1987 - July 8, 1995

JONATHAN FOSTER & CO., L.P.

CRD#: 20587

NEW YORK, NY

Past

June 21, 1985 - December 2, 1987

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

March 14, 1984 - October 16, 1984

EDELMAN SECURITIES COMPANY, L.P.

CRD#: 7381

Past

August 2, 1983 - March 13, 1984

PLAZA SECURITIES COMPANY

CRD#: 8074

Past

May 20, 1982 - June 30, 1983

CIBC WORLD MARKETS CORP.

CRD#: 630

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANGELES WEALTH MANAGEMENT, LLC

CRD#: 159952 / SEC#: 801-72992

RIA

Registered Investment Advisory firm - (1/3/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/29/2012)

IAR

Florida
(6/22/2012)

IAR

Texas
(3/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/22/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/7/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 10/12/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/3/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/1987

General Securities Principal Examination

Current Firm

ANGELES WEALTH MANAGEMENT, LLC

CRD#: 159952 / SEC#: 801-72992

RIA

Registered Investment Advisory firm - (1/3/2012 Approved)

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Contact information

Main Address

429 Santa Monica Blvd Suite 650, Santa Monica, CA 90401

Mailing Address

Phone number

(310) 393-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 AWM ANNUAL AMENDMENT ADV 2A_FINAL (3/27/2025)

Regulatory assets under management

Total Number of Accounts	178
AUM (Assets Under Management)	$ 2,271,897,955

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan R. Foster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Rice Foster's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

E*TRADE SECURITIES LLC

HOWARD CAPITAL MANAGEMENT

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

W.J. NOLAN & COMPANY, INC.

JONATHAN FOSTER & CO., L.P.

J.P. MORGAN SECURITIES LLC

EDELMAN SECURITIES COMPANY, L.P.

PLAZA SECURITIES COMPANY

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

ANGELES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/2010

Series 65

Date: 11/7/1994

Series 7

Date: 5/15/1982

Series 27

Date: 10/12/1987

Series 4

Date: 9/3/1987

Series 24

Date: 9/2/1987

Current Firm

ANGELES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANGELES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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