Thomas F. Brannan
Professional summary
Thomas Franklin Brannan, who also goes by Thomas F Brannan, Tommy Brannan, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Franklin Brannan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2011 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 8, 2006 - January 11, 2011
HIMCO DISTRIBUTION SERVICES COMPANY
April 5, 2006 - August 15, 2006
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
June 15, 2005 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
June 10, 2003 - May 20, 2005
AMSOUTH INVESTMENT SERVICES, INC.
October 18, 1999 - April 28, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 23, 1999 - April 28, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 4, 1992 - February 5, 1999
PRUCO SECURITIES, LLC.
May 10, 1982 - November 3, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 10, 1982 - November 3, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2011)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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