Kyle R. Selberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Russell Selberg, CFP® was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1982. Kyle had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2008 - February 1, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
May 1, 2008 - February 1, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 13, 2007 - October 11, 2007
PRINCIPAL SECURITIES, INC.
March 13, 2007 - October 11, 2007
PRINCIPAL SECURITIES, INC.
September 25, 2006 - January 25, 2007
PRINCIPAL SECURITIES, INC.
September 25, 2006 - January 25, 2007
PRINCIPAL SECURITIES, INC.
December 9, 2004 - August 21, 2006
PRINCIPAL SECURITIES, INC.
July 25, 1996 - August 21, 2006
PRINCIPAL SECURITIES, INC.
October 17, 1989 - July 23, 1996
WOODBURY FINANCIAL SERVICES, INC.
March 30, 1982 - September 20, 1989
CENTURY INVESTORS OF AMERICA, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
