Fredrick S. Hayek

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CRD#: 1037009

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Fredrick Steven Hayek, who also goes by Fred Hayek, Fred Steven Hayeks, Fredrick Steven Hayeks, was a registered financial professional .

Fredrick is a previously registered financial professional and started their career in finance in 1982. Fredrick had worked at 6 firms and has passed the Series 2, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Fred Hayek | Fred Steven Hayeks | Fredrick Steven Hayeks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 2, 1991 - June 28, 2016

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

RIA

CRD#: 106454

FAIRHOPE, AL

Past

March 29, 1990 - July 26, 1990

GEORGE M. WOOD & COMPANY, INC.

CRD#: 3799

Past

October 28, 1985 - May 5, 1988

LPL FINANCIAL LLC

CRD#: 6413

Past

May 16, 1985 - August 28, 1985

A. G. EDWARDS & SONS, INC.

CRD#: 4

Past

July 5, 1983 - May 1, 1985

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

March 30, 1982 - June 3, 1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

HAYEK INVESTMENT COUNSEL LLC | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

CRD#: 106454 / SEC#: 801-23973

RIA

Registered Investment Advisory firm - (7/3/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 11/9/1995

Non-Member General Securities Examination

General Industry/Product Exam

Series 5

Date: 4/27/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 3/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/1985

General Securities Principal Examination

Current Firm

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

HAYEK INVESTMENT COUNSEL LLC | HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

CRD#: 106454 / SEC#: 801-23973

RIA

Registered Investment Advisory firm - (7/3/1985 Approved)

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Contact information

Main Address

50 South Church Street Suite C, Fairhope, AL 36532-2350

Mailing Address

Phone number

(251) 928-8999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAYEK KALLEN ADV 2A & 2B (4/22/2025)

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 398,991,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Fredrick S. Hayek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GEORGE M. WOOD & COMPANY, INC.

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

State Registrations and Notice Filings

Exams

Series 2

Date: 11/9/1995

Series 5

Date: 4/27/1982

Series 7

Date: 3/20/1982

Series 24

Date: 11/4/1985

Current Firm

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

TRUST BUT VERIFY

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