Kevin N. Borad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Nanubhai Borad, who also goes by Durlabh Borad, Kevin N Borad, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 6 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2011 - August 23, 2022
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
March 11, 2011 - March 16, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
September 7, 2006 - March 3, 2011
SAN FRANCISCO SECURITIES, INC.
January 10, 2006 - October 6, 2006
VOYA FINANCIAL ADVISORS, INC.
July 8, 1997 - June 14, 2004
OSAIC WEALTH, INC.
November 19, 1989 - June 14, 2004
OSAIC WEALTH, INC.
October 2, 1989 - December 21, 1995
VOYA FINANCIAL ADVISORS, INC.
April 29, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
