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GM

Gerald L. Marriner

CETERA INVESTMENT ADVISERS LLC
BOULDER, CO 80301
Some features on this profile are disabled
CRD#: 1035729
GM

Professional summary

Gerald Lynn Marriner, CFP®, who also goes by Jerry Marriner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boulder, Colorado and CETERA WEALTH SERVICES, LLC located in Boulder, Colorado.

Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Gerald has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jerry Marriner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Lynn Marriner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 4845 Pearl E Cir Ste 101, Boulder, CO 80301
RIA
CRD#: 105644
BOULDER, CO
Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
BOULDER, CO
Past

September 3, 2013 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

March 31, 2006 - September 3, 2013

WALNUT STREET SECURITIES, INC.

RIA
CRD#: 15840
BOULDER, CO
Past

March 18, 1996 - September 3, 2013

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
BOULDER, CO
Past

January 25, 1989 - March 22, 1996

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

March 17, 1983 - January 30, 1989

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
Past

May 20, 1982 - March 9, 1983

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(1/4/2017)
RR
Arizona
(9/3/2013)
RR
California
(9/3/2013)
RR
Colorado
(9/3/2013)
IAR
Colorado
(6/29/2023)
RR
Illinois
(9/3/2013)
RR
Indiana
(9/3/2013)
RR
Massachusetts
(9/3/2013)
RR
Nebraska
(9/3/2013)
RR
New Mexico
(9/3/2013)
RR
New York
(9/3/2013)
RR
North Carolina
(1/4/2017)
RR
South Carolina
(9/3/2013)
RR
Washington
(9/3/2013)
RR
Wyoming
(9/3/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 5/12/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 7/19/1982
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/18/1982
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/29/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Boulder, CO 80301

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