GM
Gerald L. Marriner
CETERA INVESTMENT ADVISERS LLC
BOULDER, CO 80301
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CRD#: 1035729
GM
Professional summary
Gerald Lynn Marriner, CFP®, who also goes by Jerry Marriner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boulder, Colorado and CETERA WEALTH SERVICES, LLC located in Boulder, Colorado.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Gerald has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Marriner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE MARRINER & COMPANY BEGAN 06/1982 25HRS/WKDY ONLY
2. NAME OF OTHER BUSINESS: MARRINER & COMPANY
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 2/1996
POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
3. NAME OF OTHER BUSINESS: CAPITAL APPRECIATION, INC
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: CORPORATION
START DATE: 2/1996
POSITION/TITLE/RELATIONSHIP: PRESIDENT
APX NUMBER OF HOURS PER WEEK: VARIES
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
BRIEF DESCRIPTION OF DUTIES: USED FOR BUSINESS ACCOUNTING;
4. NAME OF OTHER BUSINESS: MARINER GALLERY LLC ;
INVESTMENT RELATED: NO ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: ART CONSULTING ;
START DATE: 12/2019 ;
POSITION/TITLE/RELATIONSHIP: OWNER / CONSULTANT
APX NUMBER OF HOURS PER WEEK: 10 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 10 ;
BRIEF DESCRIPTION OF DUTIES: LOCATING, IDENTIFYING AND BIDDING AT AUCTIONS FOR PAINTINGS AND OTHER ARTWORK ;
CRS (Client Relationship Summary) - RIA
Click below to view Gerald Lynn Marriner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4845 Pearl E Cir Ste 101, Boulder, CO 80301RIA
CRD#: 105644
BOULDER, CO
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BOULDER, CO
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 31, 2006 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
BOULDER, CO
Past
March 18, 1996 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
BOULDER, CO
Past
January 25, 1989 - March 22, 1996
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
March 17, 1983 - January 30, 1989
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
May 20, 1982 - March 9, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/4/2017)
RR
Arizona(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
IAR
Colorado(6/29/2023)
RR
Illinois(9/3/2013)
RR
Indiana(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
Nebraska(9/3/2013)
RR
New Mexico(9/3/2013)
RR
New York(9/3/2013)
RR
North Carolina(1/4/2017)
RR
South Carolina(9/3/2013)
RR
Washington(9/3/2013)
RR
Wyoming(9/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Boulder, CO 80301TRUST BUT VERIFY
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