RR
Richard R. Racine
ASSET STRATEGY ADVISORS
Natick, MA 01760-1535
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CRD#: 1035713
RR
Professional summary
Richard Robert Racine, AIF®, who also goes by Rick Robert Racine, is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Richard has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Robert Racine
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Richard R. Racine, CLU, CHFC, AIF- Owner, Started June, 1977,; Investment related; 52 Philip St., Medfield, MA 02052; Nature Of Business: Selling And Servicing Life, Disability And Long Term Care Insurance. 21-40 hours/week during trading hours. 2) The Racine Group, LLC-Manager April 2014; Non-Investment Related; Address 52 Philip St., Medfield, MA 02052; Nature Of Business: Group Health And Welfare Plans, Life, Disability, Long Term Care Insurance And Estate Planning. Assists Clients With Group Employee Benefits Plans; Assist Clients With Purchasing Individual Insurance Benefits Including Life, Disability, Long Term Care Insurance. Hours: 40 Plus Hours/Month Devoted Outside Of Business Hours And 21-40 Hours During Trading Hours. 3) Racine & Associates Insurance Agency, Inc., Investment related, Start date October 1998. Medfield, MA. President and Owner of the Insurance Agency. Insurance related activities. 1-5 hours/month during trading hours. 4) Asset Strategy Advisors, LLC; Investment Related; Natick, MA; Fee Based Consulting And Investment Advisory; Senior Consultant ; Start date 5/21/2015; Full time during trading hours; Solicit & Sell Retirement Plan Services For Plans With $10 Million+ In Plan Assets
CRS (Client Relationship Summary) - RIA
Click below to view Richard Robert Racine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 22, 2015 - Present
ASSET STRATEGY ADVISORS, LLC
Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535RIA
CRD#: 139879
Natick, MA
Past
January 2, 2019 - November 3, 2021
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Natick, MA
Past
March 9, 2012 - May 20, 2015
TRIAD ADVISORS LLC
RIA
CRD#: 25803
MEDFIELD, MA
Past
March 9, 2012 - January 13, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
MEDFIELD, MA
Past
October 29, 2008 - March 2, 2012
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
NEEDHAM, MA
Past
March 20, 2000 - October 21, 2008
CR BROKER SERVICES, LLC
BD
CRD#: 45753
WELLESLEY, MA
Past
February 21, 1995 - December 31, 1998
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
CHICAGO, IL
Past
January 2, 1988 - June 16, 1988
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Past
August 18, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Past
April 5, 1982 - September 10, 1985
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/22/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 3/16/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 Superior Drive Suite 101, Natick, MA 01760-1535
Mailing Address
Phone number
(781) 235-4426
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 917,771,097 |
Red Flags
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Company Information
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879Natick, MA 01760-1535TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
