CC
Craig S. Ciarlelli
HINDS FINANCIAL GROUP
LAKEWOOD, CO 80228
Some features on this profile are disabled
CRD#: 1035445
CC
Professional summary
Craig Stephen Ciarlelli is a registered financial advisor currently at HINDS FINANCIAL GROUP INC located in Lakewood, Colorado and CETERA INVESTMENT ADVISERS LLC located in Littleton, Colorado.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Craig has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC; (2) NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP, INVESTMENT RELATED: NO, ADDRESS: 141 UNION BLVD, SUITE 350, NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISER REPRESENTATIVE, START DATE: 1989, APX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: ADVISORY AND FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: CC COACHING AND CONSULTING INC., INVESTMENT RELATED: YES, ADDRESS: 5595 SOUTH SYCAMORE STREET, LITTLETON, CO 80120, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: AUGUST 2001, APX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: CONSULT TO COMPANIES ABOUT QUALIFIED RETIREMENT PLANS AND PERSONAL FINANCIAL PLANNING; (4) CRAIG S. CIARLELLI, NOT INVESTMENT RELATED, 5595 SOUTH SYCAMORE STREET, LITTLETON, CO 80120, GARAGE RENTAL, START 01/2004, 0HRS/WK (NON-TRADING HOURS), RENTING PARKING SPACE IN GARAGE; (5) NAME OF OTHER BUSINESS: CSCPLC, LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: LIMITED LIABILITY COMPANY ; START DATE: 04/2004 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / PRINCIPAL ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: OWNS AN INVESTMENT REAL ESTATE ; (6) NAME OF OTHER BUSINESS: AMERICAN DIABETES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2460 WEST 26TH AVENUE #500-C, DENVER, CO 80211; NATURE OF BUSINESS: DIABETES ASSOCIATION: START DATE: 2013; POSITION/TITLE/RELATIONSHIP: LIVING RED COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RECRUIT THOSE WITH DIABETES TO PARTICIPATE IN BICYCLE TOURS ACROSS THE COUNTRY; (7) NAME OF OTHER BUSINESS: PLCCSC LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE ; START DATE: 03/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER /MEMBER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL REAL ESTATE FOR PERSONAL USE ;
CRS (Client Relationship Summary) - RIA
Click below to view Craig Stephen Ciarlelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2006 - Present
HINDS FINANCIAL GROUP INC
Office #1: 141 Union Blvd. Suite 350, Lakewood, CO 80228RIA
CRD#: 129971
LAKEWOOD, CO
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5595 S Sycamore St, Littleton, CO 80120RIA
CRD#: 105644
LITTLETON, CO
Current
November 17, 1989 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5595 S Sycamore St, Littleton, CO 80120BD
CRD#: 13572
Littleton, CO
Past
January 1, 1999 - March 24, 2006
HINDS FINANCIAL GROUP
RIA
CRD#: 109260
LAKEWOOD, CO
Past
January 1, 1999 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 13, 1991 - December 3, 1997
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
November 19, 1989 - December 6, 1989
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 12, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
June 24, 1982 - September 26, 1988
EQUITY SERVICES, INC.
BD
CRD#: 265
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2021)
RR
Alaska(1/3/2006)
RR
Arizona(1/2/2004)
RR
California(1/2/2004)
RR
Colorado(11/17/1989)
IAR
Colorado(6/7/2006)
RR
Florida(1/3/2007)
RR
Georgia(6/2/2020)
RR
Idaho(5/30/2013)
RR
Illinois(10/11/2001)
RR
Indiana(10/12/2021)
RR
Iowa(11/13/2015)
RR
Kansas(1/2/2004)
RR
Maine(1/2/2013)
RR
Maryland(10/7/2002)
RR
Massachusetts(4/29/2014)
RR
Michigan(1/15/2016)
RR
Minnesota(6/11/2013)
RR
Missouri(8/19/2020)
RR
Montana(1/2/2013)
RR
Nevada(1/4/2017)
RR
New Hampshire(3/2/2016)
RR
New Jersey(1/6/2020)
RR
New Mexico(7/20/2017)
RR
New York(12/7/2021)
RR
North Carolina(12/4/2018)
RR
Ohio(4/4/2023)
RR
Oklahoma(1/2/2013)
RR
Oregon(1/3/2006)
RR
Pennsylvania(6/18/2018)
RR
South Carolina(3/14/2017)
RR
South Dakota(7/20/2017)
RR
Tennessee(6/6/2017)
RR
Texas(1/13/2015)
IAR
Texas(6/29/2023)
RR
Utah(9/17/2014)
RR
Vermont(2/28/2024)
RR
Virginia(1/2/2009)
RR
Washington(1/2/2013)
RR
Wisconsin(1/6/2020)
RR
Wyoming(1/19/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
