Laurence E. Greenwald

BLACKDIAMOND WEALTH MANAGEMENT

New York, NY 10001

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CRD#: 1034663

Professional summary

Laurence Edward Greenwald, ChFC®, CLU®, who also goes by Larry Greenwald, is a registered financial advisor currently at BLACKDIAMOND WEALTH MANAGEMENT, LLC located in New York, New York and PURSHE KAPLAN STERLING INVESTMENTS located in New York, New York.

Laurence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Laurence has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 12 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Greenwald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Laurence Greenwald is dually-registered with BlackDiamond Wealth Management, Inc. and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Laurence Greenwald has served as an investment advisor representative for BlackDiamond Wealth Management, Inc. and as a registered representative with PKS since 03/07/2018. Business is conducted from the Registered Branch Office Location. Approximately 90% of Laurence Greenwald's time is for services as an investment advisor representative and the balance as a registered representative. 2. Notary Public; P.O. Box 473 South Salem, NY 10590; Notary; Title - Notary Public; Start- 7/2021; 0 Hrs/Mth; 0 During Securities Trading Hrs; Notarize Signatures - No Fee Charged

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Edward Greenwald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 9, 2021 - Present

BLACKDIAMOND WEALTH MANAGEMENT, LLC

Office #1: 31 Hudson Yards Floor 10, Suite 55, New York, NY 10001

RIA

CRD#: 291459

New York, NY

Current

March 2, 2018 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 31 Hudson Yards 10th Floor, Suite 55, New York, NY 10001

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/2/2018)

Connecticut
(3/2/2018)

New York
(3/2/2018)

IAR

New York
(7/9/2021)

North Carolina
(9/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

BLACKDIAMOND WEALTH MANAGEMENT, LLC

BLACKDIAMOND | BLACKDIAMOND WEALTH MANAGEMENT, LLC | BLACKDIAMOND WEALTH MANAGEMENT, INC. | BLACKDIAMOND WEALTH MANAGEMENT

CRD#: 291459 / SEC#: 801-112524

RIA

Registered Investment Advisory firm - (2/26/2018 Approved)

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Contact information

Main Address

31 Hudson Yards Floor 10, Suite 55, New York, NY 10001

Mailing Address

Phone number

(212) 784-6999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A, 2B AND PRIVACY POLICY (8/4/2025)

Regulatory assets under management

Total Number of Accounts	1,100
AUM (Assets Under Management)	$ 322,441,500

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Laurence E. Greenwald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Edward Greenwald's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MML INVESTORS SERVICES, LLC

SANDERS MORRIS LLC

LEERINK PARTNERS LLC

RBC CAPITAL MARKETS CORPORATION

RBC CAPITAL MARKETS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

J.P. MORGAN SECURITIES LLC

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

BLACKDIAMOND WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/1997

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/17/2006

Series 7

Date: 3/20/1982

Series 12

Date: 1/20/2004

Series 24

Date: 8/2/2000

FINRA

Current Firm

BLACKDIAMOND WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKDIAMOND WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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