KS
Kishore Shah
LYNX INVESTMENT ADVISORY
Vienna, VA
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CRD#: 1034515
KS
Professional summary
Kishore Shah, who also goes by Shah Kishore, is a registered financial advisor currently at LYNX INVESTMENT ADVISORY, LLC located in Vienna, Virginia.
Kishore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Kishore has worked at 9 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, Series 6TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shah Kishore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**NONE POSITION: owner/sales NATURE: INSURANCE SALES - AGENT - START DATE: 03/1998 - LOCATED 10009 Fairoaks Road, Vienna, VA 22181 INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 03/01/1998 ADDRESS: 10009 fairoaks road, vienna VA 22181, United States DESCRIPTION: insurance sales **INDUS FINANCIAL GROUP LLC POSITION: owner NATURE: INDUS FINANCIAL GROUP LLC NONE OWNER TIME SPENT 0% INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2009 ADDRESS: 10009 Fairoaks Road, Vienna VA 22181, United States DESCRIPTION: None o% timespentv **Kishore Shah is dually-registered as an investment advisor representative with The Patriot Financial Group Insurance Agency, LLC dba Indus Financial Group ("PFG") since 10/2020 and as a registered representative with Securities America, Inc ("SAI") since 02/2000. Business is conducted at 10009 Fairoaks Rd. Vienna, VA 22181. Approximately 90% of Kishore Shah's time is for services as an investment advisor representative and the balance as a registered representative. PFG and SAI are not affiliated.
CRS (Client Relationship Summary) - RIA
Click below to view Kishore Shah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2021 - Present
LYNX INVESTMENT ADVISORY, LLC
RIA
CRD#: 111814
Vienna, VA
Past
October 7, 2020 - January 5, 2022
THE PATRIOT FINANCIAL GROUP, LLC
RIA
CRD#: 172470
Vienna, VA
Past
November 25, 2014 - October 7, 2020
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
FAIRFAX, VA
Past
October 23, 2014 - December 31, 2014
VERUS CAPITAL PARTNERS, LLC
RIA
CRD#: 151568
FAIRFAX, VA
Past
May 11, 2000 - October 23, 2014
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
FAIRFAX, VA
Past
February 7, 2000 - December 14, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
VIENNA, VA
Past
May 9, 1990 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
May 9, 1990 - February 9, 2000
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
August 21, 1987 - April 17, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
August 12, 1987 - April 17, 1990
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
March 12, 1982 - August 26, 1987
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LYNX INVESTMENT ADVISORY, LLC
LEPERCQ LYNX INVESTMENT ADVISORY LLC | LYNX INVESTMENT ADVISORY,LLC | LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
RIA
Registered Investment Advisory firm - (10/17/1997 Approved)California
Registered Investment Advisory firm - (8/28/2001 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/10/2022)
IAR
Virginia(12/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 12/8/2022
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 12/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/8/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LI
LYNX INVESTMENT ADVISORY, LLC
LEPERCQ LYNX INVESTMENT ADVISORY LLC | LYNX INVESTMENT ADVISORY,LLC | LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
RIA
Registered Investment Advisory firm - (10/17/1997 Approved)California
Registered Investment Advisory firm - (8/28/2001 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1100 Connecticut Avenue, Nw Suite 300, Washington, DC 20036
Mailing Address
Phone number
(202) 833-3700
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 1,303,950,138 |
Red Flags
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