Kishore Shah
Professional summary
Kishore Shah, who also goes by Shah Kishore, is a registered financial advisor currently at LYNX INVESTMENT ADVISORY, LLC located in Vienna, Virginia.
Kishore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Kishore has worked at 9 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, Series 6TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kishore Shah's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2021 - Present
LYNX INVESTMENT ADVISORY, LLC
October 7, 2020 - January 5, 2022
THE PATRIOT FINANCIAL GROUP, LLC
November 25, 2014 - October 7, 2020
VERUS CAPITAL PARTNERS, LLC
October 23, 2014 - December 31, 2014
VERUS CAPITAL PARTNERS, LLC
May 11, 2000 - October 23, 2014
SECURITIES AMERICA ADVISORS, INC.
February 7, 2000 - December 14, 2021
SECURITIES AMERICA, INC.
May 9, 1990 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 9, 1990 - February 9, 2000
SIGNATOR INVESTORS, INC.
August 21, 1987 - April 17, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 12, 1987 - April 17, 1990
EQUITABLE ADVISORS, LLC
March 12, 1982 - August 26, 1987
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2022)
(12/10/2021)
Exams
Series 22TO
Date: 12/8/2022
Direct Participation Programs Representative ExaminationSeries 7TO
Date: 12/8/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/8/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 1,303,950,138 |
Red Flags
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