John R. Emanuele
Professional summary
John Rosario Emanuele, who also goes by John R Emanuel, John R Emanuele, is a registered financial professional currently at LEBENTHAL FINANCIAL SERVICES, INC. located in Hauppauge, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1982. John has worked at 20 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Rosario Emanuele's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2024 - Present
LEBENTHAL FINANCIAL SERVICES, INC.
Office #1: 200 Parkway Drive South Suite 200, Hauppauge, NY 11788July 16, 2012 - July 12, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
August 9, 2011 - August 1, 2012
PEOPLE'S SECURITIES, INC.
August 2, 2010 - August 8, 2011
LINCOLN INVESTMENT
February 23, 2006 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 12, 2006 - January 20, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 9, 2001 - February 24, 2006
ESSEX NATIONAL SECURITIES, LLC
June 19, 2000 - August 13, 2001
HSBC BROKERAGE (USA) INC.
October 8, 1997 - June 19, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION
February 27, 1996 - October 16, 1997
CAPITAL ONE INVESTMENT SERVICES LLC
June 18, 1993 - March 26, 1996
CAL FED INVESTMENTS
March 18, 1993 - May 18, 1993
PRIME CAPITAL SERVICES, INC.
August 27, 1992 - December 22, 1992
INVEST FINANCIAL CORPORATION
June 1, 1992 - June 22, 1992
CITICORP INVESTMENT SERVICES
November 19, 1991 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
October 10, 1990 - March 3, 1992
PRIME CAPITAL SERVICES, INC.
February 12, 1990 - October 17, 1990
REICH & CO., INC.
October 20, 1988 - February 6, 1990
INVEST FINANCIAL CORPORATION
May 25, 1988 - October 31, 1988
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
February 3, 1987 - June 1, 1988
PHILIPS, APPEL & WALDEN, INC.
May 13, 1985 - February 27, 1987
LEHMAN BROTHERS INC.
April 13, 1983 - May 3, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 1982 - April 25, 1983
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2024)
(11/18/2024)
(12/10/2024)
(1/23/2025)
(10/22/2024)
(10/22/2024)
(10/22/2024)
Exams
Series 6TO
Date: 9/24/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
LEBENTHAL FINANCIAL SERVICES, INC.
CRD#: 137988 / SEC#: , 8-67140
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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