David W. Luebke

CETERA INVESTMENT ADVISERS LLC

COLORADO SPRINGS, CO 80918

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CRD#: 1034469

Professional summary

David Walter Luebke, who also goes by Tom Allen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Colorado Springs, Colorado and CETERA WEALTH SERVICES, LLC located in Colorado Springs, Colorado.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) - - NOSHEE RANCHES INC; SINCE 01/01/2000; 4560 us hwy 287 eads co 81036 USA; - DIRECTOR - OWNS LAND FOR AGRICULTURE AND HUNTING = NO COMPENSATION - NOT INVESTMENT RELATED (2) - - ACADEMY WEALTH MANAGEMENT GROUP; SINCE 10/23/2015; SAME ADDRESS AS BRANCH; REGISTERED REP; DBA for financial services business; 0 HOURS SPENT ON ACTIIVTY PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Walter Luebke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2017 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 5540 N Academy Blvd Suite 220, Colorado Springs, CO 80918

RIA

CRD#: 105644

COLORADO SPRINGS, CO

Current

September 20, 2019 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 5540 N Academy Blvd Suite 220, Colorado Springs, CO 80918

CRD#: 13572

Colorado Springs, CO

Past

May 20, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

September 11, 2019 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

COLORADO SPRINGS, CO

Past

July 18, 2017 - January 18, 2018

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

COLORADO SPRINGS, CO

Past

September 11, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

Colorado Springs, CO

Past

September 30, 2002 - December 4, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

COLORADO SPRINGS, CO

Past

June 8, 2001 - September 30, 2002

SCHNEIDER SECURITIES, INC.

CRD#: 16434

DENVER, CO

Past

December 19, 2000 - September 25, 2001

AUERBACH, POLLAK & RICHARDSON INC.

CRD#: 29824

STAMFORD, CT

Past

June 22, 1984 - December 19, 2000

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

June 28, 1983 - June 6, 1984

FIRST FINANCIAL SECURITIES, INC.

CRD#: 6758

Past

March 2, 1982 - June 23, 1983

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/20/2019)

California
(9/20/2019)

IAR

Colorado
(7/14/2017)

Colorado
(9/20/2019)

Florida
(9/21/2019)

Illinois
(9/20/2019)

Iowa
(11/3/2025)

Minnesota
(9/20/2019)

New York
(9/20/2019)

Texas
(9/20/2019)

IAR

Texas
(2/16/2023)

Washington
(9/20/2019)

Wisconsin
(9/20/2019)

Wyoming
(9/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Luebke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Walter Luebke's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

J.P. TURNER & COMPANY, L.L.C.

SCHNEIDER SECURITIES, INC.

AUERBACH, POLLAK & RICHARDSON INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

FIRST FINANCIAL SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2017

Series 63

Date: 3/17/1982

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1982

Series 24

Date: 3/24/2006

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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