Myron J. Strand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myron Jennings Strand, who also goes by Mike Strand, was a registered financial professional .
Myron is a previously registered financial professional and started their career in finance in 1982. Myron had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2008 - November 24, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 23, 2007 - March 27, 2008
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
March 7, 2003 - March 25, 2008
LPL FINANCIAL LLC
March 30, 1995 - March 11, 2003
WALNUT STREET SECURITIES, INC.
July 8, 1994 - March 17, 1995
SECURIAN FINANCIAL SERVICES, INC.
July 8, 1994 - March 17, 1995
CRI SECURITIES, LLC
April 24, 1989 - July 21, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 24, 1989 - July 21, 1994
OSAIC FA, INC.
July 31, 1986 - April 3, 1989
OSAIC FS, INC.
April 19, 1982 - August 7, 1986
FRIDLUND SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
