Mark R. Bolinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Richards Bolinger, who also goes by Mark Richard Bolinger, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 22, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - December 27, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 30, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 24, 2008 - December 27, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 12, 2007 - September 25, 2008
EDWARD JONES
May 21, 2001 - September 25, 2008
EDWARD JONES
October 3, 1996 - May 23, 2001
INTERFIRST CAPITAL CORPORATION
November 28, 1990 - October 18, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 28, 1987 - November 20, 1990
UBS FINANCIAL SERVICES INC.
March 22, 1983 - August 19, 1987
E. F. HUTTON & COMPANY INC
April 6, 1982 - November 18, 1982
ENI CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/17/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
